John Cartolano
John Cartolano is a registered investment advisor at Cetera Investment Advisers LLC, based in Scottsdale, AZ, with 37 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
9059 E Bahia Dr, Scottsdale, AZ, 85260
Get directionsHistory
Regulatory History (5)
Financial
July 2020Customer Dispute
June 2015Customer Dispute
November 2007Employment Separation After Allegations
August 1993Criminal
November 1976Other Business ActivitiesSells Insurance
John is the owner of Netvest Financial, LLC, an SEC-registered investment advisory firm that also provides trust services, dedicating full-time hours to it. He also sells fixed insurance products, acts as trustee for clients, and is involved in other businesses including document and tax preparation, real estate holdings, and providing trust documents.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Cetera Wealth Services, LLC
Netvest Financial, L.L.C.
Previous Registrations
Cetera Advisor Networks LLC
Summit Financial Group INC
LPL Financial LLCBroker
LPL Financial LLC
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
Lawson Financial CorporationBroker
First Investors CorporationBroker
State Registrations43 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.