TrueAdvisor
TrueAdvisor
LC
LC

Leah Clancy

Cetera Investment Advisers LLC
15 Years of Experience
Scottsdale, AZ
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Leah Clancy is a registered investment advisor at Cetera Investment Advisers LLC, based in Scottsdale, AZ, with 15 years of industry experience. Leah is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

7025 N Scottsdale Rd Ste 115 & 110, Scottsdale, AZ, 85253

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
August 2024
Final
Judgment / Lien
December 2021
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Cetera Investment Advisers LLC
April 2026 - Present · 6 mos
Cetera Advisors LLCBroker
February 2025 - Present · 1 yr 8 mos
Previous Registrations
Wells Fargo Advisors
May 2023 - December 2024 · 1 yr 7 mos
Wells Fargo Advisors Financial Network, LLCBroker
May 2023 - December 2024 · 1 yr 7 mos
Assetmark, INC.
September 2019 - March 2023 · 3 yrs 6 mos
Assetmark Brokerage, LLCBroker
September 2019 - March 2023 · 3 yrs 6 mos
LPL Financial LLC
January 2018 - March 2019 · 1 yr 2 mos
LPL Financial LLCBroker
January 2018 - March 2019 · 1 yr 2 mos
USAA Financial Planning Services
April 2013 - January 2018 · 4 yrs 9 mos
USAA Investment Management Company
January 2013 - April 2013 · 3 mos
USAA Financial Advisors, INC.Broker
January 2013 - January 2018 · 5 yrs
Wfg Advisors, LP
September 2009 - November 2011 · 2 yrs 2 mos
Wfg Investments, INC.Broker
August 2009 - November 2011 · 2 yrs 3 mos
Associated Securities CORP.Broker
September 2008 - August 2009 · 11 mos
State Registrations1 state
AZ
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Scottsdale, AZ →All financial advisors in Arizona →