BZ
BZ

Benjamin Zamora

18 Years of Experience
Scottsdale, AZ
2 DisclosuresBrokerSells Insurance

Benjamin Zamora is a registered investment advisor at Cetera Investment Advisers LLC, based in Scottsdale, AZ, with 18 years of industry experience. Benjamin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

7025 N SCOTTSDALE RD STE 115 and 110, Scottsdale, AZ, 85253

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2022
Denied
Customer Dispute
May 2016
Settled
Other Business ActivitiesSells Insurance

Benjamin is a financial advisor at Wilde Wealth Management, dedicating full-time hours to managing client accounts and providing financial planning services. He also owns rental properties and a trading card business, and sells fixed insurance products, each requiring minimal time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
September 2020 - Present · 5 yrs 8 mos
Previous Registrations
Cetera Advisors LLC
September 2020 - March 2024 · 3 yrs 6 mos
Wells Fargo Clearing Services, LLC
January 2011 - September 2020 · 9 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
January 2011 - September 2020 · 9 yrs 8 mos
Wells Fargo Investments, LLC
November 2007 - January 2011 · 3 yrs 2 mos
Wells Fargo Investments, LLCBroker
August 2007 - January 2011 · 3 yrs 5 mos
State Registrations14 states
ALAZCACOFLMNNENVNYOHSCSDTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.