Mary Leonard is a registered investment advisor at Morgan Stanley, based in Holladay, UT, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
6510 South Millrock Drive, Suite 100, Holladay, UT, 84121
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Regulatory History (1)
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Customer Dispute
April 2009Settled
Other Business Activities
Mary is a partner in AL&RL Investments, a real estate venture in Salt Lake City, UT, since 2007. This activity does not take place during business hours.
Employment History
Current Registrations
Morgan Stanley
October 2010 - Present · 15 yrs 7 mos
Morgan StanleyBroker
October 2010 - Present · 15 yrs 7 mos
Previous Registrations
UBS Financial Services INC.
April 2008 - July 2010 · 2 yrs 3 mos
UBS Financial Services INC.
February 2007 - December 2007 · 10 mos
UBS Financial Services INC.Broker
February 2007 - July 2010 · 3 yrs 5 mos
Mcdonald Investments INC.Broker
August 2000 - February 2007 · 6 yrs 6 mos
First Security Van Kasper, INC.Broker
July 1999 - August 2000 · 1 yr 1 mo
First Security Investor Services, INC.Broker
October 1997 - July 1999 · 1 yr 9 mos
Fidelity Investments Institutional Services Company, INC.Broker
February 1996 - June 1997 · 1 yr 4 mos
State Registrations23 states
AZCACODEFLGAHIIDILINMEMINCNVNYORSCTXUTVAWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.