James Liu
James Liu is a registered investment advisor at Holden Wealth Management LLC, based in Los Angeles, CA, with 16 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 1 clients with $18M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Holden Wealth Management's fee for portfolio management is a percentage of the value of your investments, and it is negotiable up to 2.00% annually. The fee is collected monthly in advance. This fee does not include brokerage commissions or other transaction fees.
Location
Los Angeles, CA
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Regulatory History (1)
Employment Separation After Allegations
September 2010Employment History
Current Registrations
Holden Wealth Management LLC
Previous Registrations
Holden Wealth Management, INC.
UBS Financial Services INC.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.