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Daniel Collins

Hilltop Securities INC.
38 Years of Experience
Plano, TX
1 DisclosureBroker
View SEC Summary
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Daniel Collins is a registered investment advisor at Hilltop Securities INC., based in Plano, TX, with 38 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 3,407 clients with $2.5B in assets under management.

Hilltop Securities INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
186 advisors
Number of Clients
3,407 clients
Average Client Portfolio
$736K average
Assets Under Management
$2.5B

Fee Structure

Minimum Investment:$30K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K3.00%
$250K - $500K2.50%
$500K - $1000K2.25%
$1.0M - $4.0M2.00%
$4M+1.85%

Rates reflect maximum wrap fee schedules across primary advisory programs (such as Compass UMA and Gateway FSP). Fees are negotiable and vary by program.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5601 Granite Parkway, Suite 305, Plano, TX, 75024

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
July 1980
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Hilltop Securities INC.Broker
December 2022 - Present · 3 yrs 10 mos
Hilltop Securities INC.
December 2022 - Present · 3 yrs 10 mos
Previous Registrations
PNC Investments
August 2021 - December 2022 · 1 yr 4 mos
PNC InvestmentsBroker
August 2021 - December 2022 · 1 yr 4 mos
Bbva Securities INC.Broker
May 2013 - August 2021 · 8 yrs 3 mos
PNC Managed Account Solutions, INC.
October 2010 - August 2021 · 10 yrs 10 mos
St Johns Wealth Management
September 2010 - October 2010 · 1 mo
Bbva Compass Investment Solutions, INC.
May 2004 - March 2010 · 5 yrs 10 mos
Bbva Compass Investment Solutions, INCBroker
January 1997 - May 2013 · 16 yrs 4 mos
Wells Fargo Securities INC.Broker
August 1996 - December 1996 · 4 mos
First Interstate Investments,inc.Broker
September 1995 - August 1996 · 11 mos
Essex National Securities, INC.Broker
February 1994 - November 1995 · 1 yr 9 mos
Liberty Securities CorporationBroker
July 1991 - November 1993 · 2 yrs 4 mos
Citicorp Financial Services,inc.Broker
October 1990 - July 1991 · 9 mos
Landmark Brokerage Services, INC.Broker
July 1990 - October 1990 · 3 mos
Vanderbilt Securities, INC.Broker
February 1990 - May 1990 · 3 mos
J. T. Moran & CO., INC.Broker
July 1988 - February 1990 · 1 yr 7 mos
Sherwood Capital, INC.Broker
October 1987 - May 1988 · 7 mos
State Registrations5 states
MDNCNYTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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