Alan Kodama is a registered investment advisor at LPL Financial LLC, based in Lihue, HI, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4202 Rice St Ste 103, Lihue, HI, 96766
Get directionsHistory
Regulatory History (3)
Customer Dispute
April 2005Customer Dispute
January 2004Customer Dispute
September 2003Other Business Activities
Alan owns rental real estate property since 2011, dedicating minimal time to it. He also operates under the DBA PacStar Financial Group for his LPL business since 1987.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ids Life Insurance CompanyBroker
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.