DA
ChFC
DA
ChFC

David Arakawa

47 Years of Experience
Honolulu, HI
BrokerSells Insurance

David Arakawa is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Honolulu, HI, with 47 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1311 Kapiolani Blvd., Ste 309, Honolulu, HI, 96814

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

David is involved in several insurance-related activities, including life, health, disability, long-term care, fixed annuities, and property & casualty insurance. He works as an agent for Pyramid Insurance Centre (about half his time) and BGA Life Insurance Services, Inc. (about a quarter of his time).

Employment History
Current Registrations
LPL Financial LLC
September 2009 - Present · 16 yrs 8 mos
LPL Financial LLCBroker
September 2009 - Present · 16 yrs 8 mos
LPL Financial LLC
September 2009 - Present · 16 yrs 8 mos
Previous Registrations
Associated Securities CORP.Broker
December 2008 - September 2009 · 9 mos
Associated Securities CORP.
December 2008 - September 2009 · 9 mos
Fsc Securities Corporation
January 2003 - December 2008 · 5 yrs 11 mos
Fsc Securities CorporationBroker
July 1997 - December 2008 · 11 yrs 5 mos
Sun Investment Services CompanyBroker
August 1978 - August 1997 · 19 yrs
State Registrations2 states
CAHI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.