Gavin Tanioka is a registered investment advisor at LPL Financial LLC, based in Honolulu, HI, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4211 Waialae Ave. Ste 7070, Honolulu, HI, 96814
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Regulatory History (1)
Criminal
May 1988Other Business Activities
Gavin operates under two DBAs: Central Pacific Investment Services and CP Investment Services, both related to his LPL business. These activities are investment-related and take up Gavin's full-time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Morgan Stanley
Morgan StanleyBroker
Bankoh Advisors
Bankoh Investment Services, INC.Broker
Bancwest Investment Services, INC.
Bancwest Investment Services, INC.Broker
Duerr Financial Corporation
Duerr Financial CorporationBroker
Fiserv Investor Services, INC.Broker
New England SecuritiesBroker
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.