Thomas O'connell
Thomas O'connell is a registered investment advisor at Brookstone Capital Management LLC, based in Wheaton, IL, with 38 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 1 more. Their firm serves 54,545 clients with $10B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Brookstone Capital Management's investment management fees are negotiable, up to a maximum of 2.5% annually. The fee includes a portion for BCM (up to 0.95%) and a portion for the investment advisor representative (up to 1.55%). The exact fee is outlined in your agreement. BCM offers its asset management program as a wrap fee program at Schwab, which bundles advisory and transaction fees into a single fee. At Fidelity, clients are part of a non-wrap fee program and may be charged transaction fees. All accounts are charged a monthly $8 fee for software, reduced for accounts under $8,000.
Location
1745 S. Naperville Road, Suite 200, Wheaton, IL, 60189
Get directionsHistory
Regulatory History (2)
Judgment / Lien
May 2019Customer Dispute
February 2009Other Business ActivitiesSells Insurance
Thomas is the President, VP, and Secretary of International Financial Advisory Group, where he focuses on financial planning, advising, and insurance product sales, dedicating nearly all of his time. He also serves as VP of Tykes, Inc., a marketing and design company, spending about 10-20% of his time on sales and marketing.
Employment History
Current Registrations
Brookstone Capital Management LLC
Previous Registrations
International Financial Advisory Group, INC.
Comprehensive Capital Management, INC.
Comprehensive Asset Management and Servicing, INC.
Apw Capital, INC.Broker
Cadaret, Grant & CO., INC.Broker
Cadaret, Grant & CO., INC.Broker
Summit Equities, INC.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
Hym Financial, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.