Jeffrey Lynn Bangerter

Bangerter Financial Services, INC.

33 Years of Experience

6 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & CoachingInsurance PlanningBusiness OwnersHigh Net Worth

Bangerter Financial Services, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

8 advisors

Number of Clients

182 clients

Average Client Portfolio

$362K average

Assets Under Management

$65.9M

Fee Structure

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $100K	1.75%
$100K - $1.0M	1.50%
$1M+	1.00%

The annual fee is negotiable based upon certain criteria.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Location

1380 Lead Hill Blvd., Suite 180, Roseville, CA, 95661

Get directions

History

Regulatory History (6)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

September 2025

Pending

Customer Dispute

April 2025

Pending

Customer Dispute

December 2024

Settled

Customer Dispute

January 2024

Closed-No Action

Regulatory

December 2007

Final

Regulatory

September 2001

Final

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Jeffrey is involved in numerous business activities, including running his own Registered Investment Advisory firm, real estate, tax preparation, and various LLCs. He also sells insurance products through Coordinated Concepts Insurance Services, LLC and Concorde Insurance Agency Inc., dedicating a few hours per week to these activities.

Employment History

Current Registrations

Concorde Investment Services, LLCBroker

February 2019 - Present · 7 yrs

Bangerter Financial Services, INC.

October 2014 - Present · 11 yrs 4 mos

Previous Registrations

Concorde Asset Management, LLC

May 2023 - September 2025 · 2 yrs 4 mos

Berthel, Fisher & Company Financial Services, INC.Broker

March 2015 - February 2019 · 3 yrs 11 mos

Dfpg Investments, INC.Broker

June 2014 - February 2015 · 8 mos

G.F. Investment Services, LLCBroker

November 2011 - June 2014 · 2 yrs 7 mos

Global Financial Private Capital, LLC

November 2011 - October 2014 · 2 yrs 11 mos

Multi-Financial Securities CorporationBroker

July 2007 - November 2011 · 4 yrs 4 mos

Multi-Financial Securities Corporation

July 2007 - November 2011 · 4 yrs 4 mos

Legacy Advisory Services, INC.

February 2002 - July 2007 · 5 yrs 5 mos

Legacy Financial Services, INC.Broker

October 1997 - July 2007 · 9 yrs 9 mos

United Securities Alliance, INC.Broker

June 1996 - October 1997 · 1 yr 4 mos

Wma Securities, INC.Broker

June 1994 - June 1996 · 2 yrs

Security Distributors, INC.Broker

July 1987 - November 1989 · 2 yrs 4 mos

State Registrations42 states

ARAZCACOCTDEFLGAHIIAIDILINKSKYLAMAMDMIMNMOMTNCNDNENJNMNVNYOHOKORPARISCTNTXUTVAWAWIWY

AdvisorBrokerBoth

Exams

No exam information available for this advisor.