Louis Dworsky
Louis Dworsky is a registered investment advisor at Zermatt Wealth Partners, based in Wilmington, NC, with 38 years of industry experience. Louis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 211 clients with $160M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 3.00% |
Fees range from 0.80% to 3.0% annually for discretionary accounts and 0.80% to 2.5% for non-discretionary accounts, inclusive of a technology platform fee up to 0.25%. Fees are negotiable.
Fee Estimator
Location
Wilmington, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Louis has numerous real estate investments and is part owner of a food service company. He also dedicates a few hours per week as CEO of Zermatt Wealth Partners LLC, and minimal time as owner of Hayden Royal Insurance Services, LLC, Advisor Consulting Firm, LLC, and Zermatt Holdings, LLC.
Employment History
Current Registrations
Zermatt Wealth Partners
Previous Registrations
Zermatt Wealth Partners
Hayden Royal
Zermatt Securities LLCBroker
Morse Capital Partners, LLC
Thompson Davis Asset Management
Thompson Davis & CO., INC.Broker
Platinum Wealth Partners, INC.
G.F. Investment Services, LLCBroker
Morgan Stanley
Morgan StanleyBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Wachovia Securities, INC.Broker
Painewebber IncorporatedBroker
Prudential Securities IncorporatedBroker
Smith Barney, Harris Upham & CO., IncorporatedBroker
Shearson Lehman Hutton INC.Broker
The Robinson-Humphrey Company INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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