Kevin Babcock
Kevin Babcock is a CFP-designated registered investment advisor at LPL Financial LLC, based in Clifton Park, NY, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
258 Ushers Rd., Suite #205, Clifton Park, NY, 12065-1400
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2005Other Business ActivitiesSells Insurance
Kevin has a general agency contract with Security Mutual Life of New York and ING USA Life & Annuity Company to sell life insurance and fixed annuities, dedicating about 10-20% of his time. He also provides tax preparation services for individuals and trusts, spending about 10% of his time, and is a tax preparer, spending minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
W. S. Griffith & CO., INC.Broker
Mony Securities CORP.Broker
The Mutual Life Insurance Company of New YorkBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.