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Michael Lafleche

LPL Financial LLC
34 Years of Experience
Clifton Park, NY
1 DisclosureBroker
View SEC Summary
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Michael Lafleche is a registered investment advisor at LPL Financial LLC, based in Clifton Park, NY, with 34 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

800 Route 146 Ste 473, Clifton Park, NY, 12065

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2001
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Michael is doing business as PAM ASSOCIATES, LLC since 2003, which is an entity for his LPL business. He owns 100% of the company.

Employment History
Current Registrations
LPL Financial LLC
October 2019 - Present · 7 yrs
LPL Financial LLCBroker
October 2019 - Present · 7 yrs
Previous Registrations
First Allied Advisory Services, INC.
June 2012 - October 2019 · 7 yrs 4 mos
First Allied Securities, INC.
March 2012 - July 2012 · 4 mos
First Allied Securities, INC.Broker
June 2005 - October 2019 · 14 yrs 4 mos
Round Hill Securities, INC.Broker
July 2003 - June 2005 · 1 yr 11 mos
Citigroup Global Markets INC.Broker
December 1996 - July 2003 · 6 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1991 - December 1996 · 5 yrs 2 mos
State Registrations4 states
COFLMANY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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