RB
RB

Robert Bronk

34 Years of Experience
Clifton Park, NY
1 DisclosureBrokerSells Insurance

Robert Bronk is a registered investment advisor at LPL Financial LLC, based in Clifton Park, NY, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

9 Clifton Country Road, Nbt Bank, Clifton Park, NY, 12065

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2006
Denied
Other Business ActivitiesSells Insurance

Robert is an independent insurance agent since 2002 and also works as a bank representative. He also works with NBT Insurance Agency, LLC marketing, selling, and servicing fixed life, disability, LTC, health and annuity products for a few hours per week.

Employment History
Current Registrations
LPL Financial LLC
June 2006 - Present · 20 yrs 1 mo
LPL Financial LLC
August 2002 - Present · 23 yrs 11 mos
LPL Financial LLCBroker
August 2002 - Present · 23 yrs 11 mos
Previous Registrations
Prime Capital Services, INC.Broker
June 2001 - August 2002 · 1 yr 2 mos
Gbs Retirement Services, INC.Broker
December 2000 - June 2001 · 6 mos
Clinton and Hamilton, INC.Broker
January 1998 - November 2000 · 2 yrs 10 mos
Cadaret, Grant & CO., INC.Broker
May 1994 - March 1998 · 3 yrs 10 mos
Pruco Securities CorporationBroker
March 1992 - May 1994 · 2 yrs 2 mos
The Prudential Insurance Company of AmericaBroker
March 1992 - December 1993 · 1 yr 9 mos
State Registrations19 states
ALAZCTFLLAMAMDNCNHNJNMNYPARISCSDTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.