Robert Cathcart
Robert Cathcart is a registered investment advisor at LPL Financial LLC, based in New Boston, NH, with 37 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
New Boston, NH
Get directionsHistory
Regulatory History (6)
Judgment / Lien
February 2017Judgment / Lien
March 2016Judgment / Lien
April 2015Judgment / Lien
April 2015Customer Dispute
October 2009Customer Dispute
December 2008Other Business Activities
Robert owns rental real estate since 2020, dedicating minimal time. He also coaches sports at Trinity High School, spending about 10-20% of his time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Osaic Institutions, INC.
Osaic Institutions, INC.Broker
Harvest Capital Advisors, LLC
Harvest Capital LLCBroker
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
MML Investors Services, INC.
MML Investors Services, INC.Broker
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
MML Investors Services, INC.Broker
Phoenix Equity Planning CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.