Marc Rosenbach
Marc Rosenbach is a registered investment advisor at Seneca Private Wealth, LLC, based in Los Angeles, CA, with 37 years of industry experience. Marc operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Divorce Planning, Education Planning, and 6 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Seneca Private Wealth offers investment and wealth management services for a maximum annual fee of 1.5% of the assets managed. The advisory fee is negotiated based on the complexity of the engagement and total household assets under management. The fee is generally billed in advance each calendar quarter based on the market value of the assets under management on the last day of the previous calendar quarter.
Location
1999 Avenue of the Stars, Suite 3350, Los Angeles, CA, 90067
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2022Employment History
Current Registrations
Seneca Private Wealth, LLC
Atlas Legacy Advisors LLC
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Advisors
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
UBS Financial Services INC.
UBS Financial Services INC.Broker
Smith Barney, Harris Upham & CO., IncorporatedBroker
M.L. Stern & CO. INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.