Kevin Carroll
Kevin Carroll is a registered investment advisor at Life Stage Investing, LLC, based in Atlantic, NC, with 27 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 15 clients with $1.9M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.00% |
| $250K - $1.0M | 0.75% |
| $1M+ | 0.50% |
The annual fee is negotiable based upon certain criteria.
Fee Estimator
Location
Atlantic, NC
Get directionsHistory
Regulatory History (2)
Judgment / Lien
March 2018Customer Dispute
August 2003Other Business ActivitiesSells Insurance
Kevin is the Founder & CEO of Placement Loop, Inc., a workforce development technology company. He is also a Managing Member of Rotorlife Solutions LLC, a workforce development firm, dedicating about half of his time to this role, including some time during trading hours. Additionally, Kevin is an insurance agent through Life Stage Planning, LLC, spending about a quarter of his time on sales of insurance products.
Employment History
Current Registrations
Life Stage Investing, LLC
Previous Registrations
Market Street Wealth Management
USA Financial Securities CorporationBroker
Berthel Fisher & Company Financial Services, INC.
Berthel, Fisher & Company Financial Services, INC.Broker
Spc
Sigma Financial CorporationBroker
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
First Union Capital Markets CORP.Broker
Edward D. Jones & CO., L.P.Broker
Painewebber IncorporatedBroker
Pamco Securities and Insurance ServicesBroker
Prudential-Bache Securities INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.