DM
CFP · ChFC
DM
CFP · ChFC
Douglas Marlow
32 Years of Experience
Huntersville, NC
Broker
Douglas Marlow is a CFP, ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Huntersville, NC, with 32 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...
Location
Huntersville, NC
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 10 mos
Cetera Wealth Services, LLCBroker
March 2025 - Present · 1 yr 4 mos
Cetera Financial Specialists LLCBroker
March 2025 - Present · 1 yr 4 mos
Cetera Advisors LLCBroker
March 2025 - Present · 1 yr 4 mos
Cetera Investment Services LLC
March 2025 - Present · 1 yr 4 mos
Cetera Wealth Services, LLC
March 2025 - Present · 1 yr 4 mos
Cetera Financial Specialists LLC
March 2025 - Present · 1 yr 4 mos
Cetera Advisors LLC
March 2025 - Present · 1 yr 4 mos
Cetera Investment Services LLCBroker
March 2025 - Present · 1 yr 4 mos
Previous Registrations
Avantax Investment Services, INC.Broker
January 2024 - September 2025 · 1 yr 8 mos
Avantax Advisory Services
November 2023 - September 2025 · 1 yr 10 mos
Stephens Consulting, LLC
April 2022 - May 2023 · 1 yr 1 mo
Ally Invest Advisors
August 2021 - April 2022 · 8 mos
Fidelity Personal and Workplace Advisors
July 2019 - March 2020 · 8 mos
Fidelity Brokerage Services LLCBroker
July 2019 - March 2020 · 8 mos
Cuso Financial Services, L.P.
February 2018 - June 2019 · 1 yr 4 mos
Cuso Financial Services, L.P.Broker
February 2018 - June 2019 · 1 yr 4 mos
Advice and Planning Services
November 2006 - April 2017 · 10 yrs 5 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
October 2006 - April 2017 · 10 yrs 6 mos
Northwestern Mutual Investment Services, LLCBroker
February 2005 - January 2006 · 11 mos
Broker Dealer Financial Services CORP.Broker
August 2002 - January 2005 · 2 yrs 5 mos
Intersecurities, INC.Broker
January 1996 - August 2000 · 4 yrs 7 mos
Equico Securities, INC.Broker
May 1991 - January 1996 · 4 yrs 8 mos
The Equitable Life Assurance Society of the United StatesBroker
May 1991 - January 1996 · 4 yrs 8 mos
A. G. Edwards & Sons, INC.Broker
March 1991 - April 1991 · 1 mo
Sunpoint Securities, INC.Broker
February 1990 - March 1991 · 1 yr 1 mo
Anchor National Financial Services, INC.Broker
March 1989 - February 1990 · 11 mos
Brauer & Associates, INC.Broker
September 1987 - March 1989 · 1 yr 6 mos
State Registrations2 states
FLNC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.