James Chippi is a registered investment advisor at Morgan Stanley, based in Westlake, OH, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
159 Crocker Park Boulevard, Suite 460, Westlake, OH, 44145
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Regulatory History (1)
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Customer Dispute
June 2009Denied
Employment History
Current Registrations
Morgan Stanley
June 2023 - Present · 2 yrs 11 mos
Morgan StanleyBroker
June 2023 - Present · 2 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 1988 - June 2023 · 35 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1987 - June 2023 · 35 yrs 10 mos
State Registrations35 states
AZCACOCTDCDEFLGAILINKSLAMAMDMEMINCNDNENHNJNMNVNYOHORPARISCTNTXVAVirgin IslandsWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.