SR
SR

Steven Rini

25 Years of Experience
Westlake, OH
1 DisclosureBroker

Steven Rini is a registered investment advisor at Morgan Stanley, based in Westlake, OH, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

159 Crocker Park Boulevard, Suite 460, Westlake, OH, 44145

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2025
Denied
Other Business Activities

Steven is involved in several investment-related activities, including managing member of Rini Family LLC, trustee/successor of Rini Brothers LLC, board member of Tersus Life Sciences LLC and Rini Realty Company, and trustee/co-trustee for multiple trusts. He also serves on the marketing committee for West Side Catholic Center, dedicating minimal time to this non-profit organization.

Employment History
Current Registrations
Morgan Stanley
November 2021 - Present · 4 yrs 6 mos
Morgan StanleyBroker
November 2021 - Present · 4 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2000 - November 2021 · 21 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2000 - November 2021 · 21 yrs 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Steven Rini - Financial Advisor | TrueAdvisor