Jon Wagner is a registered investment advisor at Morgan Stanley, based in Cleveland, OH, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
200 Public Square, Suite 2600, Cleveland, OH, 44114
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Regulatory History (1)
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Customer Dispute
January 2009Settled
Other Business Activities
Jon advises the pastor of St. Clement Catholic Parish on the use of church finances. This activity takes minimal time and is not investment-related.
Employment History
Current Registrations
Morgan StanleyBroker
June 2023 - Present · 2 yrs 11 mos
Morgan Stanley
June 2023 - Present · 2 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 1999 - July 2023 · 23 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1997 - July 2023 · 25 yrs 10 mos
State Registrations20 states
ALCACOFLGAILKSKYMAMDMINCNJNYOHPASCTNTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.