EK
EK

Edward Koven

38 Years of Experience
Tucson, AZ
1 DisclosureBroker

Edward Koven is a registered investment advisor at Ameriprise Financial Services, LLC, based in Tucson, AZ, with 38 years of industry experience. Edward operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

Loading...

Location

1715 E Skyline Dr, Ste 151, Tucson, AZ, 85718

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2003
Denied
Employment History
Current Registrations
Ameriprise Financial Services, LLC
August 2016 - Present · 9 yrs 9 mos
Ameriprise Financial Services, LLC
April 2014 - Present · 12 yrs 1 mo
Ameriprise Financial Services, LLCBroker
April 2014 - Present · 12 yrs 1 mo
Previous Registrations
Morgan StanleyBroker
June 2009 - April 2014 · 4 yrs 10 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
October 2005 - April 2007 · 1 yr 6 mos
Citigroup Global Markets INC.Broker
July 1993 - November 2005 · 12 yrs 4 mos
Lehman Brothers INC.Broker
July 1987 - July 1993 · 6 yrs
State Registrations17 states
AZCACOFLGAKSMOMSNMNYOHORRISDTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Edward Koven - Financial Advisor | TrueAdvisor