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Richard White
38 Years of Experience
Saratoga Springs, NY
2 DisclosuresBroker
Richard White is a registered investment advisor at Morgan Stanley, based in Saratoga Springs, NY, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
340 Broadway, 2nd Floor, Saratoga Springs, NY, 12866
Get directionsHistory
Regulatory History (2)
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Customer Dispute
May 2007Denied
Customer Dispute
October 2002Denied
Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
July 1987 - July 1993 · 6 yrs
State Registrations32 states
ALAZCACOCTDCFLGAILINMAMDMEMIMNMONCNHNJNMNVNYOHPARISCSDTXUTVAVTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.