JP
JP
John Pettica
53 Years of Experience
Saratoga Springs, NY
1 DisclosureBroker
John Pettica is a registered investment advisor at Morgan Stanley, based in Saratoga Springs, NY, with 53 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
340 Broadway, 2nd Floor, Saratoga Springs, NY, 12866
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Regulatory History (1)
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Customer Dispute
July 2004Denied
Employment History
Current Registrations
Morgan Stanley
June 2021 - Present · 5 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley
May 2020 - December 2020 · 7 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
October 1988 - July 1993 · 4 yrs 9 mos
Aetna Life Insurance and Annuity CompanyBroker
June 1983 - July 1984 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1981 - November 1988 · 7 yrs 5 mos
Travelers Equities Sales, INC.Broker
October 1974 - September 1985 · 10 yrs 11 mos
Berkshire Equity Sales, INC.Broker
December 1972 - May 1981 · 8 yrs 5 mos
State Registrations22 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.