RV
RV
Rhonda Viapiano is a registered investment advisor at Morgan Stanley, based in Kingston, NY, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
91 North Front Street, Kingston, NY, 12401
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Regulatory History (1)
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Customer Dispute
May 2017Denied
Employment History
Current Registrations
Morgan Stanley
May 2014 - Present · 12 yrs
Morgan Stanley
May 2014 - Present · 12 yrs
Morgan StanleyBroker
May 2014 - Present · 12 yrs
Previous Registrations
J.P. Morgan Securities LLC
May 2014 - June 2014 · 1 mo
J.P. Morgan Securities LLCBroker
May 2014 - June 2014 · 1 mo
J.P. Morgan Securities LLCBroker
September 2011 - March 2014 · 2 yrs 6 mos
J.P. Morgan Securities LLC
September 2011 - May 2012 · 8 mos
UBS Financial Services INC.
September 2002 - August 2011 · 8 yrs 11 mos
UBS Financial Services INC.Broker
August 1992 - August 2011 · 19 yrs
Smith Barney, Harris Upham & CO., IncorporatedBroker
June 1989 - July 1992 · 3 yrs 1 mo
Drexel Burnham Lambert IncorporatedBroker
June 1987 - August 1989 · 2 yrs 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.