James Raiola
James Raiola is a ChFC-designated registered investment advisor at MML Investors Services, LLC, based in East Providence, RI, with 39 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
60 Catamore Blvd, East Providence, RI, 02914
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is a guitarist in a rock band, dedicating a few hours per week. He also works as a Senior Vice President at Starkweather & Shepley and a broker for Raiola Solutions, both involving insurance and employee group benefits, taking about 10-20% of his time for each.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Blue Chip Financial Advisors, LLP
G. R. Phelps & CO., INC.Broker
G. R. Phelps & CO., INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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