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Michael Yoffee

17 Years of Experience
East Providence, RI
2 DisclosuresBrokerSells Insurance

Michael Yoffee is a registered investment advisor at MML Investors Services, LLC, based in East Providence, RI, with 17 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

501 Wampanoag Trail, Suite 200, East Providence, RI, 02915

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History

Regulatory History (2)
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Judgment / Lien
September 2025
Employment Separation After Allegations
July 2013
Other Business ActivitiesSells Insurance

Michael is the President of Professionals with Purpose, a charity-focused business networking group, dedicating a few hours per week. Michael also sells life, disability, annuities, health, long-term care, dental, Medicare, and medical insurance through various carriers, spending a few hours per week on this investment-related activity.

Employment History
Current Registrations
MML Investors Services, LLC
August 2026 - Present · 2 mos
MML Investors Services, LLCBroker
April 2026 - Present · 6 mos
Previous Registrations
Principal Securities, INC.
June 2023 - April 2026 · 2 yrs 10 mos
Principal Securities, INC.Broker
July 2022 - April 2026 · 3 yrs 9 mos
MML Investors Services, LLCBroker
January 2014 - July 2022 · 8 yrs 6 mos
Nylife Securities LLCBroker
March 2009 - August 2013 · 4 yrs 5 mos
State Registrations6 states
CACTMAMINVRI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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