Timothy Bradley Tarpening

Pacific Income Advisers INC

36 Years of Experience

5 Disclosures

View SEC Summary

Areas of Practice

Investment Management

Pacific Income Advisers INC

Compensation

Fee-Only (AUM)

Firm Size

5 advisors

Number of Clients

2,521 clients

Average Client Portfolio

$836K average

Assets Under Management

$2.1B

Fee Structure

Minimum Investment:$70K

Financial Planning:Investment management only

Location

2321 Rosecrans Ave., Suite 1260, El Segundo, CA, 90245-4987

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History

Regulatory History (5)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Regulatory

July 1994

Final

Employment Separation After Allegations

May 1993

Criminal

November 1981

Final Disposition

Criminal

June 1981

Final Disposition

Criminal

February 1980

Final Disposition

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

Pacific Income Advisers INC

September 2008 - Present · 17 yrs 5 mos

Previous Registrations

Syndicated Capital, INC.Broker

December 1993 - March 2008 · 14 yrs 3 mos

Painewebber IncorporatedBroker

November 1991 - June 1993 · 1 yr 7 mos

Prudential Securities IncorporatedBroker

June 1989 - October 1991 · 2 yrs 4 mos

Drexel Burnham Lambert IncorporatedBroker

November 1987 - June 1989 · 1 yr 7 mos

State Registrations2 states

CACO

Advisor

Exams

No exam information available for this advisor.