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Timothy Tarpening

Pacific Income Advisers INC
37 Years of Experience
Boulder, CO
5 Disclosures
View SEC Summary
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Timothy Tarpening is a registered investment advisor at Pacific Income Advisers INC, based in Boulder, CO, with 37 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 2,673 clients with $2.2B in assets under management.

Pacific Income Advisers INC
Compensation
Fee-Only (% of Portfolio)
Firm Size
5 advisors
Number of Clients
2,673 clients
Average Client Portfolio
$842K average
Assets Under Management
$2.2B

Fee Structure

Minimum Investment:$1M
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $10.0M0.35%
$10.0M - $50.0M0.30%
$50M+0.25%

Rates shown reflect Core Plus and similar strategies. High Yield strategies range from 0.50% down to 0.40%, and Small Cap equity strategies range from 1.00% down to 0.70%. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Boulder, CO

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
July 1994
Final
Employment Separation After Allegations
May 1993
Criminal
November 1981
Final Disposition
Criminal
June 1981
Final Disposition
Criminal
February 1980
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Pacific Income Advisers INC
September 2008 - Present · 18 yrs 1 mo
Previous Registrations
Syndicated Capital, INC.Broker
December 1993 - March 2008 · 14 yrs 3 mos
Painewebber IncorporatedBroker
November 1991 - June 1993 · 1 yr 7 mos
Prudential Securities IncorporatedBroker
June 1989 - October 1991 · 2 yrs 4 mos
Drexel Burnham Lambert IncorporatedBroker
November 1987 - June 1989 · 1 yr 7 mos
State Registrations2 states
CACO
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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