Steven Sabo is a registered investment advisor at LPL Financial LLC, based in Boulder, CO, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1510 28th Street Suite 295, Boulder, CO, 80303
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Regulatory History (1)
Customer Dispute
September 2023Other Business Activities
Steven owns and rents out a home in Boulder, CO for income since 2007, dedicating minimal time to this activity. He also has a DBA, Sabo Financial Group, Inc., since 2007.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
1717 Capital Management CompanyBroker
Nylife Securities INC.Broker
Pruco Securities CorporationBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.