Douglas Coleman
Douglas Coleman is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Boulder, CO, with 47 years of industry experience. Douglas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
1510 28th Street Suite 295, Boulder, CO, 80303
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2023Other Business ActivitiesSells Insurance
Douglas operates under the DBA Coleman Financial Services, Inc. since 2007. Since 2010, Douglas has been selling fixed insurance outside of his primary role, dedicating minimal time to this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
1717 Capital Management Company
1717 Capital Management CompanyBroker
Nylife Securities INC.Broker
Mutual Service CorporationBroker
Calvert Securities CorporationBroker
Capital Analysts, IncorporatedBroker
Cigna Securities, INC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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