Douglas Coleman
Douglas Coleman is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Boulder, CO, with 47 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1510 28th Street Suite 295, Boulder, CO, 80303
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Regulatory History (1)
Customer Dispute
September 2023Other Business ActivitiesSells Insurance
Douglas operates under the DBA Coleman Financial Services, Inc. since 2007. Since 2010, Douglas has been selling fixed insurance outside of his primary role, dedicating minimal time to this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
1717 Capital Management Company
1717 Capital Management CompanyBroker
Nylife Securities INC.Broker
Mutual Service CorporationBroker
Calvert Securities CorporationBroker
Capital Analysts, IncorporatedBroker
Cigna Securities, INC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.