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CFP
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CFP

Tara Mohr

LPL Financial LLC
26 Years of Experience
Boulder, CO
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Tara Mohr is a CFP-designated registered investment advisor at LPL Financial LLC, based in Boulder, CO, with 26 years of industry experience. Tara is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3775 Iris Ave Ste 4, Boulder, CO, 80301

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
May 1994
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Tara sells non-variable insurance, including fixed annuities, fixed life products, and long-term care insurance, through various general agents. She also owns multiple real estate rental properties and entities for tax/investment purposes, dedicating minimal time to each.

Employment History
Current Registrations
LPL Financial LLC
January 2008 - Present · 18 yrs 9 mos
LPL Financial LLCBroker
December 2003 - Present · 22 yrs 10 mos
Previous Registrations
Linsco/private Ledger CORP.
September 2004 - January 2008 · 3 yrs 4 mos
Veravest Investments, INC.Broker
March 2000 - December 2003 · 3 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1999 - March 2000 · 3 mos
State Registrations19 states
AZCACOCTFLMNMOMTNENMNVNYOHORSCTXVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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