JJ
JJ

Joseph Johnson

38 Years of Experience
Chattanooga, TN
2 DisclosuresBroker

Joseph Johnson is a registered investment advisor at Raymond James & Associates, INC., based in Chattanooga, TN, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

537 Market Street, Ste. 105, 1st & 3rd Floors, Chattanooga, TN, 37402

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2001
Closed-No Action
Regulatory
January 1997
Final
Other Business Activities

Joseph owns rental property and is a real estate investor since 2005. He dedicates a few hours per week to this activity.

Employment History
Current Registrations
Raymond James & Associates, INC.
March 2004 - Present · 22 yrs 2 mos
Raymond James & Associates, INC.Broker
April 1994 - Present · 32 yrs 1 mo
Previous Registrations
Raymond James & Associates, INC.Broker
April 1994 - April 1994 · 0 mos
J.C. Bradford & CO.Broker
October 1987 - April 1994 · 6 yrs 6 mos
State Registrations15 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Joseph Johnson - Financial Advisor | TrueAdvisor