PB
PB

Paul Brown

34 Years of Experience
Chattanooga, TN
1 DisclosureBroker

Paul Brown is a registered investment advisor at Raymond James & Associates, INC., based in Chattanooga, TN, with 34 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

537 Market Street, Ste. 105, 1st & 3rd Floors, Chattanooga, TN, 37402

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2005
Settled
Other Business Activities

Paul is the proprietor/owner of Michael Edwin Madison Aircraft LLC, involved in the casual acquisition and sale of general aviation aircraft since 2015. He dedicates minimal time to this business.

Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 7 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 7 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 7 mos
Previous Registrations
Morgan Keegan & Company, INC.Broker
September 2005 - February 2013 · 7 yrs 5 mos
Morgan Keegan & Company, INC.
September 2005 - February 2013 · 7 yrs 5 mos
UBS Financial Services INC.
January 2004 - October 2005 · 1 yr 9 mos
UBS Financial Services INC.Broker
August 2000 - October 2005 · 5 yrs 2 mos
J.C. Bradford & CO.Broker
March 1992 - August 2000 · 8 yrs 5 mos
State Registrations13 states
ALARFLGAIAILLANCPASCTNVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Paul Brown - Financial Advisor | TrueAdvisor