JP
JP
James Phillips
33 Years of Experience
Chattanooga, TN
1 DisclosureBroker
James Phillips is a registered investment advisor at Raymond James & Associates, INC., based in Chattanooga, TN, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
537 Market Street, Ste. 105, 1st & 3rd Floors, Chattanooga, TN, 37402
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2000Denied
Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.
April 2007 - February 2013 · 5 yrs 10 mos
Morgan Keegan & Company, INC.Broker
April 2007 - February 2013 · 5 yrs 10 mos
Ftb Advisors, INC.
May 2003 - March 2007 · 3 yrs 10 mos
First Tennessee Brokerage, INC.Broker
May 2003 - March 2007 · 3 yrs 10 mos
Amsouth Investment Services, INC.Broker
November 1994 - May 2003 · 8 yrs 6 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
September 1992 - May 1994 · 1 yr 8 mos
Edward D. Jones & CO., L.P.Broker
October 1991 - June 1992 · 8 mos
State Registrations13 states
ALCODCFLGAMOMSNCNJNYOHTNVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.