Harriet Parker
Harriet Parker is a registered investment advisor at Greenwich Wealth Management, LLC, based in Greenwich, CT, with 29 years of industry experience. Harriet operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 491 clients with $2.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5M+ | 0.90% |
Fees may be negotiable. GWM also offers a wrap fee program with a different fee schedule: Up to $1,000,000: 1.50%/year; $1,000,001 to $5,000,000: 1.25%/year; Over $5,000,000: 1.00%/year
Fee Estimator
Location
45 East Putnam Avenue, Suite 128, Greenwich, CT, 06830
Get directionsHistory
Regulatory History (1)
Financial
April 2021Other Business Activities
Lionsmith LLC remains an actively-registered corporation based in Delaware, but its DBA (Four Corners Private Wealth) is defunct. Harriet spends no time on Lionsmith LLC activities.
Employment History
Current Registrations
Greenwich Wealth Management, LLC
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Salomon Smith Barney INC.Broker
Spencer Trask Securities IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.