Silvana Roncal is a registered investment advisor at Morgan Stanley, based in Miami, FL, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
200 South Biscayne Boulevard, Suite 1100, PWM - Latin America, Miami, FL, 33131
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
September 2017Final
Other Business Activities
Silvana is involved in several real estate activities as an authorized representative and holds a political office as an elections committeewoman. These activities require minimal time and are not investment-related.
Employment History
Current Registrations
Morgan Stanley
July 2014 - Present · 11 yrs 10 mos
Morgan StanleyBroker
July 2013 - Present · 12 yrs 10 mos
Previous Registrations
Lake Champlain Brokerage Services LLCBroker
November 2011 - August 2013 · 1 yr 9 mos
Sapere Wealth Creation, LLCBroker
December 2009 - November 2010 · 11 mos
Efg Capital InternationalBroker
August 2002 - June 2008 · 5 yrs 10 mos
Socimer Securities CorporationBroker
February 1995 - March 1998 · 3 yrs 1 mo
Anz Mccaughan Securities (USA) INCBroker
February 1989 - August 1991 · 2 yrs 6 mos
Anz Securities (USA) INC.Broker
April 1988 - February 1989 · 10 mos
State Registrations6 states
CACODEFLNYTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.