John Olerio is a registered investment advisor, based in Dover, NH, with 37 years of industry experience.
Location
100 Lighthouse Dr, Dover, NH, 03820
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2009Denied
Other Business ActivitiesSells Insurance
John sells health insurance (Medicare) and owns 25% of Sugar Shack NH-RI LLC, an Airbnb vacation home rental. He also serves as a board member and president for the Bank Insurance & Securities Association (BISA), dedicating a few hours per week, and is a board member and associate treasurer for the Cranston Veterans Memorial Fund, dedicating minimal time. Finally, John owns rental property, dedicating a few hours per week.
Employment History
Current Registrations
Cetera Investment Services LLCBroker
January 2025 - Present · 1 yr 6 mos
Cetera Investment Advisers LLC
January 2025 - Present · 1 yr 6 mos
Previous Registrations
LPL Financial LLCBroker
October 2011 - January 2024 · 12 yrs 3 mos
LPL Financial LLC
October 2011 - January 2024 · 12 yrs 3 mos
Uvest Financial Services Group, INC.
February 2007 - October 2011 · 4 yrs 8 mos
Uvest Financial Services Group, INC.Broker
February 2007 - October 2011 · 4 yrs 8 mos
Webster Investment Services, INC
August 2002 - February 2007 · 4 yrs 6 mos
Webster Investment Services, INC.Broker
July 1999 - February 2007 · 7 yrs 7 mos
Liberty Securities CorporationBroker
October 1997 - July 1999 · 1 yr 9 mos
Pruco Securities CorporationBroker
October 1987 - November 1997 · 10 yrs 1 mo
State Registrations1 state
NH
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.