Timothy Cummins is a registered investment advisor at Sonata Capital Group INC, based in Seattle, WA, with 25 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 190 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $5.0M | 0.80% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.40% |
Household Assets as well as Family of Account Relationships are aggregated for fee structure breakpoints. Extenuating circumstances could require fee negotiation and/or manager grandfathered fees, i.e.: non-supervised assets, closely held corporations, charitable funds, or related accounts.
Fee Estimator
Location
2001 6th Avenue, Suite 3410, Seattle, WA, 98121
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sonata Capital Group INC
State Registrations1 state
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