TP
TP

Thomas Pickett

32 Years of Experience
The Woodlands, TX
1 DisclosureBroker

Thomas Pickett is a registered investment advisor at Wells Fargo Advisors, based in The Woodlands, TX, with 32 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1800 Hughes Landing Blvd Ste 300, The Woodlands, TX, 77380

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2009
Denied
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
August 2022 - Present · 4 yrs 2 mos
Wells Fargo Advisors
August 2022 - Present · 4 yrs 2 mos
Previous Registrations
UBS Financial Services INC.
May 2013 - August 2022 · 9 yrs 3 mos
UBS Financial Services INC.Broker
May 2013 - August 2022 · 9 yrs 3 mos
Wells Fargo Advisors, LLCBroker
March 2006 - May 2013 · 7 yrs 2 mos
Wells Fargo Advisors, LLC
March 2006 - May 2013 · 7 yrs 2 mos
Citigroup Global Markets INC.
June 1994 - March 2006 · 11 yrs 9 mos
Citigroup Global Markets INC.Broker
June 1994 - March 2006 · 11 yrs 9 mos
State Registrations10 states
CAFLGAILLAMSNCTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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