Frank Galdieri
Frank Galdieri is a registered investment advisor at Spc, based in Sarasota, FL, with 32 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 30,881 clients with $5.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SPC offers investment management through the SIGMA Managed Account program. Clients pay an annual account management fee based on a percentage of their account assets. The fee includes a program fee and the IAR's compensation. For example, if your account AUM is $1,500,000, the first $500,000 is billed at 2.50%, the next $250,000 at 1.75%, the next $250,000 at 1.50%, and the remaining $500,000 at 1.25%. The maximum annual advisory fee is 2.5%. The program fee is 0.15% on all assets. There is a $30 minimum annual program fee.
SPC also offers direct-at-fund programs where clients pay an annual asset-based investment management fee of 0.5%.
Location
Sarasota, FL
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Regulatory History (3)
Financial
June 2025Financial
June 2025Financial
June 2025Other Business ActivitiesSells Insurance
Frank is an independently licensed insurance agent appointed with various insurance companies and operates Sarasota Frank Wealth Management, LLC. He dedicates a full-time commitment to his financial planning, advisory, and brokerage business.
Employment History
Current Registrations
Spc
Sigma Financial CorporationBroker
Previous Registrations
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Morgan Stanley
Morgan StanleyBroker
Capital Guardian Wealth Management, LLC
Capital Guardian, LLCBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Citigroup Global Markets INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Prudential Securities IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.