Ricky Higgins
Ricky Higgins is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Spartanburg, SC, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
350 East St John Street, Spartanburg, SC, 29302
Get directionsHistory
Regulatory History (2)
Regulatory
February 2018Employment Separation After Allegations
May 2016Other Business ActivitiesSells Insurance
Ricky is involved with Walker, Higgins and Associates Wealth Management, LLC as an insurance agency and for non-variable insurance, dedicating about a quarter of his time to each. He also manages RMH Financial Alchemy, Inc, Walker, Higgins and Associates Wealth Management, LLC as a DBA for LPL business (nearly full-time), 350 Building Associates, LLC (minimal time), and RMH Property Holdings LLC (minimal time).
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
First Heartland Consultants, INC.
First Heartland Capital, INC.Broker
Proequities, INC.Broker
Investment Advisors
First Heartland Consultants, INC.
First Heartland Capital, INC.Broker
Pruco Securities CorporationBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.