Matthew Smith
Matthew Smith is a registered investment advisor at LPL Financial LLC, based in Spartanburg, SC, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
350 East St John Street, Spartanburg, SC, 29302
Get directionsHistory
Regulatory History (2)
Regulatory
June 2017Employment Separation After Allegations
May 2016Other Business ActivitiesSells Insurance
Matthew is involved with Walker, Higgins and Associates Wealth Management, LLC as an insurance agency and DBA for LPL business, spending minimal time on these investment-related activities. He also dedicates full-time hours to MCS Wealth Management, LLC, a business entity for tax/investment purposes.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
First Heartland Consultants, INC.
First Heartland Capital, INC.Broker
Investment Advisors
Proequities, INC.Broker
First Heartland Consultants, INC.
First Heartland Capital, INC.Broker
Northwestern Mutual Investment Services, LLCBroker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.