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James Albanese

Ameriprise Financial Services, LLC
38 Years of Experience
Middleton, MA
Broker
View SEC Summary
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James Albanese is a registered investment advisor at Ameriprise Financial Services, LLC, based in Middleton, MA, with 38 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12908 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

35 Village Rd Ste 500, Middleton, MA, 01949

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

James owns a condominium in Ft. Myers, FL since 2006. This activity is not investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
April 2021 - Present · 5 yrs 6 mos
Ameriprise Financial Services, LLC
April 2021 - Present · 5 yrs 6 mos
Ameriprise Financial Services, LLC
April 2021 - Present · 5 yrs 6 mos
Previous Registrations
Morgan Stanley
July 2014 - May 2021 · 6 yrs 10 mos
Morgan StanleyBroker
June 2009 - May 2021 · 11 yrs 11 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
December 2002 - February 2005 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
May 2002 - April 2007 · 4 yrs 11 mos
UBS Painewebber INC.Broker
July 1994 - June 2002 · 7 yrs 11 mos
Lehman Brothers INC.Broker
December 1987 - July 1994 · 6 yrs 7 mos
State Registrations26 states
AKALAZCAFLGAIDILKSKYLAMAMDMEMNMTNCNHNMOHORPATXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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