James Beck
James Beck is a registered investment advisor at Beck Capital Management LLC, based in Austin, TX, with 31 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 451 clients with $560M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.80% |
| $250K - $500K | 1.50% |
| $500K - $1.0M | 1.20% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.85% |
| $10M+ | 0.75% |
Fees are negotiable based on the number of accounts, total assets managed, and family relationships.
Fee Estimator
Location
2009 S. Capital of Texas Hwy., Suite 200, Austin, TX, 78746
Get directionsHistory
Regulatory History (4)
Investigation
July 1999Regulatory
August 1998Employment Separation After Allegations
August 1997Criminal
October 1978Other Business ActivitiesSells Insurance
James writes fixed life insurance, EIA, LTC, and fixed annuities through various insurance companies.
Employment History
Current Registrations
Beck Capital Management LLC
Previous Registrations
Partnervest Advisory Services LLC
Jefferson Pilot Securities CorporationBroker
Mony Securities CORP.Broker
The Mutual Life Insurance Company of New YorkBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Victor Beck, CFABeck Capital Management LLC
- Michael Quigley, ChFCBeck Capital Management LLC
- Carlos Lowenberg, ChFCMasterpiece Capital, LLC
- Alexander Hallum, CFPPer Stirling Capital Management, LLC
- Charles Murphy, CFALiberty Park Capital Management, LLC
- Dennis Chamberlain, CFP