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Mark Leyton
33 Years of Experience
New York, NY
2 DisclosuresBroker
Mark Leyton is a registered investment advisor at Raymond James & Associates, INC., based in New York, NY, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
320 Park Avenue, Fl 14, New York, NY, 10022
Get directionsHistory
Regulatory History (2)
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Customer Dispute
August 2011Denied
Customer Dispute
March 1999Settled
Other Business Activities
Mark is a passive trustee for Kaplin since 2012. He dedicates minimal time to this investment-related activity.
Employment History
Current Registrations
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 8 mos
Raymond James & Associates, INC.Broker
September 2016 - Present · 9 yrs 8 mos
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
Deutsche Bank Securities INC.Broker
October 2015 - September 2016 · 11 mos
Barclays Capital INC.Broker
April 2012 - October 2015 · 3 yrs 6 mos
Barclays Capital INC.
April 2012 - October 2015 · 3 yrs 6 mos
Deutsche Bank Securities INC.Broker
September 2004 - May 2012 · 7 yrs 8 mos
Jefferies & Company, INC.Broker
January 2004 - September 2004 · 8 mos
Citigroup Global Markets INC.Broker
August 1995 - January 2004 · 8 yrs 5 mos
Lehman Brothers INC.Broker
April 1992 - September 1995 · 3 yrs 5 mos
State Registrations42 states
ALAZCACOCTDCDEFLGAIDILINKSLAMAMDMEMIMNMOMSNCNHNJNMNVNYOHORPAPRRISCTNTXUTVAVTVirgin IslandsWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.