Dennis Zaplin
Dennis Zaplin is a registered investment advisor at LPL Financial LLC, based in Livingston, NJ, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
293 Eisenhower Parkway Ste 360, Livingston, NJ, 07039
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2018Customer Dispute
August 2015Other Business ActivitiesSells Insurance
Dennis owns Zapgo LLC, an advertising specialty distributor, dedicating minimal time. He also engages in non-variable insurance activities and operates under DBAs for his LPL business, SKZ Wealth Management and Zaplin Financial Services LLC, dedicating full-time hours to these investment-related activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch Pierce Fenner & Smith INC.
H&r Block Financial Advisors, INC.Broker
David Lerner Associates, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.