Joseph Giunta
Joseph Giunta is a registered investment advisor at LPL Financial LLC, based in Fort Mill, SC, with 45 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
360 Kingsley Park Dr Ste 100, Fort Mill, SC, 29715
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 1993Other Business Activities
Joseph operates under Gladstone Wealth Partners as a DBA for his LPL business. This activity is investment-related and takes up all of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Reich & CO., INC.Broker
First Interregional Equity CORP.Broker
Smith Barney, Harris Upham & CO., IncorporatedBroker
Baird, Patrick Capital Group, INC.Broker
Baird, Patrick & CO., INC.Broker
Hanauer, Stern & CO.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.