Jack West is a registered investment advisor, based in Brea, CA, with 36 years of industry experience.
Location
3 Pointe Drive, Suite 111, Brea, CA, 92821
Get directionsHistory
Regulatory History (5)
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Customer Dispute
July 2015Denied
Employment Separation After Allegations
January 2015Customer Dispute
September 2000Settled
Customer Dispute
March 2000Settled
Customer Dispute
February 2000Settled
Other Business ActivitiesSells Insurance
Jack is a registered representative and financial advisor with Kestra Financial and President of JC West & Associates, Inc. He provides financial and wealth management consulting services, equity trading, and occasionally sells life insurance and variable annuities, dedicating full-time hours to these activities.
Employment History
Current Registrations
Kestra Investment Services, LLCBroker
February 2015 - Present · 11 yrs 3 mos
Kestra Private Wealth Services, LLC
February 2015 - Present · 11 yrs 3 mos
Previous Registrations
LPL Financial LLCBroker
August 2008 - February 2015 · 6 yrs 6 mos
LPL Financial LLC
August 2008 - February 2015 · 6 yrs 6 mos
Crowell, Weedon & CO.
June 2007 - September 2008 · 1 yr 3 mos
Crowell, Weedon & CO.Broker
December 2006 - September 2008 · 1 yr 9 mos
Seidler Investment Advisors Incorporated
February 2002 - December 2006 · 4 yrs 10 mos
The Seidler Companies IncorporatedBroker
May 2001 - December 2006 · 5 yrs 7 mos
Hagerty, Stewart & Associates, INC.Broker
May 2001 - November 2001 · 6 mos
Roth Capital Partners, LLCBroker
August 1995 - April 2001 · 5 yrs 8 mos
Lazar Frederick & CompanyBroker
January 1994 - September 1995 · 1 yr 8 mos
Unison Capital GroupBroker
May 1993 - January 1994 · 8 mos
Vestcorp Securities, INC.Broker
February 1989 - April 1991 · 2 yrs 2 mos
Equity Programs CorporationBroker
September 1987 - March 1989 · 1 yr 6 mos
State Registrations14 states
AZCACOCTFLHIIDINNHNVNYOHORTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.