William Hogue is a registered investment advisor at Stephens, based in Memphis, TN, with 38 years of industry experience. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 21,784 clients with $16B in assets under management.
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Fee Structure
Stephens Inc. offers several investment management programs with fees based on a percentage of assets managed. Fees are negotiable and vary from client to client. Fees for some programs are charged quarterly in arrears, while others are charged monthly in advance. Clients may also incur markups or markdowns on fixed income transactions. Some programs may also have performance-based fees.
Location
6075 Poplar Avenue, Crescent Center, Memphis, TN, 38119
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Regulatory History (1)
Customer Dispute
September 2002Employment History
Current Registrations
StephensBroker
Stephens
Previous Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Painewebber IncorporatedBroker
Lehman Brothers INC.Broker
State Registrations25 states
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